| Riches Credit Asset Management Limited | RO | Advising on securities | 2026-03-04 | - |
| RO | Asset management | 2026-03-04 | - |
| Rep | Advising on securities | 2025-12-23 | 2026-03-04 |
| Rep | Asset management | 2025-12-23 | 2026-03-04 |
| Zero2IPO Asset Management Limited | RO | Advising on securities | 2022-09-16 | 2025-06-27 |
| RO | Asset management | 2022-09-16 | 2025-06-27 |
| Rep | Advising on securities | 2022-08-17 | 2022-09-16 |
| Rep | Asset management | 2022-08-17 | 2022-09-16 |
| Zhonghui International Securities Limited | RO | Advising on securities | 2021-12-29 | 2022-07-27 |
| RO | Asset management | 2021-12-29 | 2022-07-27 |
| Funderstone Futures Limited | Rep | Advising on futures contracts | 2020-05-22 | 2021-10-04 |
| Rep | Dealing in futures contracts | 2020-05-22 | 2021-10-04 |
| Funderstone Asset Management (HK) Limited | RO | Asset management | 2020-03-17 | 2021-10-04 |
| Funderstone Futures Limited | RO | Asset management | 2020-03-17 | 2021-10-04 |
| Funderstone Securities Limited | RO | Advising on securities | 2020-02-07 | 2021-10-04 |
| RO | Asset management | 2020-02-07 | 2021-10-04 |
| Yupei Fortune Capital Limited | RO | Advising on securities | 2018-11-14 | 2019-05-12 |
| RO | Asset management | 2018-11-14 | 2019-05-12 |
| Rep | Advising on securities | 2018-10-18 | 2018-11-14 |
| Rep | Asset management | 2018-10-18 | 2018-11-14 |
| Jasper Capital Hong Kong Limited | RO | Advising on securities | 2018-06-15 | 2018-10-08 |
| RO | Asset management | 2018-06-15 | 2018-10-08 |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-12-20 | 2017-08-18 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-18 | 2016-12-10 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-06-18 | 2016-12-10 |
| ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2010-08-18 | 2016-12-10 |