Personnel Hong Kong SFC License Details (ID 129898)

Personnel Hong Kong SFC License Details (ID 129898)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sirius Capital Management Limited	RO	Advising on securities	2020-07-02	2026-06-30
	RO	Asset management	2020-07-02	2026-06-30
PLUTUS ASSET MANAGEMENT LIMITED (GBEN)	RO	Advising on securities	2019-01-28	2020-06-30
	RO	Asset management	2019-01-28	2020-06-30
Plutus Securities Limited	RO	Dealing in securities	2019-01-28	2020-06-30
CSC SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2018-04-30	2018-12-31
	RO	Dealing in securities	2017-12-01	2018-12-31
	Rep	Dealing in securities	2013-09-10	2016-02-15
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-06-21	2011-04-27