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Personnel Hong Kong SFC License Details (ID 129913)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SINO WEALTH SECURITIES LIMITED
Rep
Dealing in securities
2012-04-30
2013-12-09
WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED
Rep
Dealing in securities
2010-06-25
2011-08-05