Personnel Hong Kong SFC License Details (ID 129956)

Personnel Hong Kong SFC License Details (ID 129956)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2024-08-19	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2024-07-15	-
	Rep	Dealing in securities	2024-07-15	-
	Rep	Advising on securities	2018-12-24	2024-06-01
	Rep	Dealing in securities	2018-12-24	2024-06-01
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2015-06-30	2017-12-05
Quam Securities Limited	Rep	Asset management	2010-07-27	2011-04-01
	Rep	Dealing in futures contracts	2010-06-29	2011-04-01
	Rep	Dealing in securities	2010-06-29	2011-04-01