Personnel Hong Kong SFC License Details (ID 130004)

Personnel Hong Kong SFC License Details (ID 130004)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENSPHERE INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2023-12-27	2025-07-11
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2022-10-10	2023-08-03
	Rep	Dealing in securities	2022-10-10	2023-08-03
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2022-10-10	2023-08-03
	Rep	Dealing in securities	2022-10-10	2023-08-03
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2022-03-07	2022-08-29
	Rep	Dealing in securities	2022-03-07	2022-08-29
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2020-06-01	2022-01-31
MCP Asset Management Company Limited	Rep	Advising on securities	2018-01-02	2020-04-15
	Rep	Asset management	2018-01-02	2020-04-15
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2014-11-03	2017-10-06
	Rep	Dealing in securities	2014-11-03	2017-10-06
	Rep	Dealing in securities	2014-05-09	2014-05-17
	Rep	Dealing in securities	2010-07-19	2010-07-23