| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2020-12-15 | 2021-11-30 |
| Rep | Dealing in futures contracts | 2020-12-15 | 2021-11-30 |
| Rep | Dealing in securities | 2020-12-15 | 2021-11-30 |
| KVB Kunlun Securities (HK) Limited | Rep | Advising on futures contracts | 2019-09-17 | 2020-12-14 |
| Rep | Dealing in futures contracts | 2019-09-17 | 2020-12-14 |
| Rep | Dealing in securities | 2019-09-17 | 2020-12-14 |
| KVB Capital Markets Limited | Rep | Leveraged foreign exchange trading | 2018-10-24 | 2020-09-30 |
| KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2013-10-18 | 2016-05-30 |
| CA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-09-26 | 2018-10-01 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2013-06-18 | 2013-09-13 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2013-01-04 | 2013-09-13 |
| Rep | Leveraged foreign exchange trading | 2011-10-11 | 2012-10-26 |
| Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-07-16 | 2011-02-22 |
| Rep | Leveraged foreign exchange trading | 2010-07-16 | 2011-02-22 |