Personnel Hong Kong SFC License Details (ID 130032)

Personnel Hong Kong SFC License Details (ID 130032)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
P.B. Global Asset Management Limited	RO	Advising on securities	2024-12-31	2025-06-04
	RO	Asset management	2024-12-31	2025-06-04
	Rep	Advising on securities	2024-07-18	2024-12-31
	Rep	Asset management	2024-07-18	2024-12-31
China Re Asset Management (Hong Kong) Company Limited	RO	Advising on securities	2023-09-04	2024-01-10
	RO	Asset management	2023-09-04	2024-01-10
	Rep	Advising on securities	2022-11-01	2023-09-04
	Rep	Asset management	2022-11-01	2023-09-04
AVICT Global Asset Management Limited	RO	Advising on securities	2021-06-30	2022-10-14
	RO	Asset management	2020-09-24	2022-10-14
	Rep	Asset management	2019-12-09	2020-09-24
	Rep	Advising on securities	2019-12-09	2021-06-30
DWS Investments Hong Kong Limited	Rep	Advising on securities	2015-05-18	2019-09-26
	Rep	Asset management	2015-05-18	2019-09-26
	Rep	Dealing in securities	2015-05-18	2019-09-26
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2012-05-03	2015-05-01
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2010-07-20	2011-05-07