Personnel Hong Kong SFC License Details (ID 130044)

Personnel Hong Kong SFC License Details (ID 130044)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDHG International Asset Management Limited	RO	Advising on futures contracts	2022-11-11	-
	RO	Advising on securities	2019-01-04	-
	RO	Asset management	2019-01-04	-
XinKong International Securities Limited	RO	Advising on securities	2017-09-28	2018-05-31
	Rep	Dealing in securities	2017-09-28	2018-05-31
XinKong International Asset Management Limited	RO	Asset management	2016-02-15	2018-05-31
	Rep	Asset management	2015-09-25	2016-02-15
XinKong International Securities Limited	Rep	Advising on securities	2015-09-25	2017-09-28
OASIS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2010-08-25	2015-08-01
	Rep	Asset management	2010-08-25	2015-08-01