Personnel Hong Kong SFC License Details (ID 130046)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UX SECURITIES LIMITED	Rep	Dealing in securities	2018-09-24	2019-01-07
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2010-07-21	2010-07-28
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2010-07-21	2010-07-28