Personnel Hong Kong SFC License Details (ID 130070)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Advising on securities	2015-09-17	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2013-01-09	2015-08-25
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2010-07-26	2011-03-12