Personnel Hong Kong SFC License Details (ID 130089)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Advising on securities	2012-09-19	2014-10-31
	Rep	Dealing in securities	2012-09-19	2014-10-31
	RO	Advising on securities	2012-03-13	2012-09-19
	RO	Dealing in securities	2012-03-13	2012-09-19
	Rep	Advising on securities	2011-11-23	2012-03-13
	Rep	Dealing in securities	2011-11-04	2012-03-13
Knight Capital Asia Limited	Rep	Advising on securities	2010-07-29	2011-08-04
	Rep	Dealing in securities	2010-07-29	2011-08-19