Personnel Hong Kong SFC License Details (ID 130099)

Personnel Hong Kong SFC License Details (ID 130099)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Launch Point Limited	RO	Advising on securities	2025-01-09	-
	RO	Dealing in securities	2025-01-09	-
Arta Corporate Advisory Limited	RO	Advising on corporate finance	2022-03-04	2023-12-15
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2022-03-04	2023-12-15
Arta Corporate Advisory Limited	Rep	Advising on corporate finance	2021-10-22	2022-03-04
Quam Securities Limited	Rep	Dealing in securities	2019-06-27	2021-04-10
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-12-05	2018-01-18
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-12-21	2018-01-18
	Rep	Dealing in securities	2011-12-21	2018-01-18
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-08-05	2011-08-29
	Rep	Advising on securities	2010-08-05	2011-08-29
	Rep	Dealing in securities	2010-08-05	2011-08-29
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-08-05	2011-08-29
	Rep	Advising on securities	2010-08-05	2011-08-29
	Rep	Dealing in securities	2010-08-05	2011-08-29