Personnel Hong Kong SFC License Details (ID 130137)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KING CORVUS CAPITAL LIMITED	RO	Advising on securities	2025-06-02	-
	RO	Asset management	2025-06-02	-
	Rep	Advising on securities	2025-05-23	2025-06-02
	Rep	Asset management	2025-05-23	2025-06-02
ZH SECURITIES LIMITED	RO	Advising on securities	2024-05-07	2025-03-31
	RO	Asset management	2024-05-07	2025-03-31
	RO	Dealing in securities	2024-05-07	2025-03-31
	RO	Dealing in futures contracts	2024-02-16	2025-03-31
	Rep	Advising on securities	2023-10-16	2024-05-07
	Rep	Asset management	2023-10-16	2024-05-07
	Rep	Dealing in securities	2023-10-16	2024-05-07
SPRING SECURITIES LIMITED (HK)	Rep	Dealing in securities	2023-08-15	2023-08-31
FOREVER ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-06-05	2023-08-31
	Rep	Asset management	2023-06-05	2023-08-31
Meta Futures Limited	RO	Advising on futures contracts	2022-11-09	2022-12-15
	RO	Dealing in futures contracts	2022-11-09	2022-12-15
Metaverse Securities Limited (HK)	RO	Advising on securities	2021-12-30	2022-12-15
	RO	Dealing in securities	2021-12-30	2022-12-15
	Rep	Dealing in securities	2021-09-24	2021-12-30
TFI Securities and Futures Limited	RO	Dealing in securities	2019-02-11	2021-06-14
	Rep	Dealing in securities	2018-08-29	2019-02-11
	RO	Dealing in futures contracts	2018-08-29	2021-06-14
	Rep	Dealing in futures contracts	2018-07-25	2018-08-29
FAIRWIN BROKING LIMITED	RO	Dealing in futures contracts	2017-10-06	2018-06-28
MFG Limited (HK)	RO	Dealing in futures contracts	2016-02-22	2017-09-01
	Rep	Dealing in futures contracts	2015-09-29	2016-02-22
	Rep	Dealing in securities	2015-09-29	2017-09-01
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-11-13	2015-09-28
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-11-13	2015-09-28
Rui Da International Finance Holding Limited	Rep	Dealing in futures contracts	2012-12-12	2014-10-03
BERICH BROKERAGE LIMITED	Rep	Dealing in securities	2011-03-01	2011-05-19
BERICH FUTURES (H.K.) COMPANY LIMITED	Rep	Dealing in futures contracts	2011-03-01	2011-05-19
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2010-09-10	2010-12-14
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2010-09-10	2010-12-14