Personnel Hong Kong SFC License Details (ID 130147)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-09-02	2010-11-20
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2010-09-02	2010-11-20
	Rep	Dealing in securities	2010-09-02	2010-11-20
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-09-02	2010-11-20