Personnel Hong Kong SFC License Details (ID 130163)

Personnel Hong Kong SFC License Details (ID 130163)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in securities	2024-06-05	2025-09-30
Eddid Securities and Futures Limited	Rep	Dealing in securities	2022-09-23	2024-03-31
EDDID CAPITAL LIMITED	Rep	Advising on corporate finance	2022-07-08	2024-03-31
	Rep	Dealing in securities	2022-07-08	2024-03-31
Standard Perpetual Securities Limited	Rep	Advising on corporate finance	2020-09-24	2022-06-20
	Rep	Dealing in securities	2020-09-03	2022-06-20
Rifa Securities Limited	Rep	Dealing in securities	2017-06-12	2020-08-24
Yupei Fortune Capital Limited	Rep	Dealing in securities	2017-03-21	2017-04-24
China Enterprise Securities Company Limited	Rep	Dealing in securities	2017-02-16	2017-03-01
Diamond Dragon Advisors Limited	Rep	Dealing in securities	2010-09-10	2011-03-28