Personnel Hong Kong SFC License Details (ID 130170)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-09-22	2025-09-26
	Rep	Dealing in securities	2025-09-22	2025-09-26
Neuberger Berman Asia Limited	Rep	Advising on securities	2012-06-01	2025-01-31
	Rep	Asset management	2012-06-01	2025-01-31
	Rep	Dealing in securities	2012-06-01	2025-01-31
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-08-16	2011-08-31
	Rep	Asset management	2010-08-16	2011-08-31