Personnel Hong Kong SFC License Details (ID 130177)

Personnel Hong Kong SFC License Details (ID 130177)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2023-03-16	-
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2022-06-09	-
	Rep	Dealing in securities	2022-04-14	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2019-04-01	2022-03-24
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2016-08-23	2022-03-24
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2015-08-18	2016-07-09
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2010-12-06	2011-05-17