Personnel SFC Licences and HKMA Registrations (ID 130242)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kerogen Capital (Asia) Limited	Rep	Advising on securities	2011-05-12	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-08-30	2011-03-31
	Rep	Dealing in securities	2010-08-30	2011-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-08-30	2011-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.