| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Bowman and Fitzhugh Asset Management Limited | Rep | Advising on securities | 2026-04-02 | - |
| Rep | Asset management | 2026-04-02 | - | |
| UBS Asset Management (Hong Kong) Limited | RO | Advising on securities | 2020-08-11 | 2024-05-31 |
| RO | Asset management | 2020-08-11 | 2024-05-31 | |
| RO | Dealing in securities | 2020-08-11 | 2024-05-31 | |
| Rep | Advising on securities | 2016-08-16 | 2020-08-11 | |
| Rep | Asset management | 2016-08-16 | 2020-08-11 | |
| Rep | Dealing in securities | 2016-08-16 | 2020-08-11 | |
| AllianceBernstein Hong Kong Limited | RO | Advising on futures contracts | 2013-03-28 | 2016-04-18 |
| RO | Advising on securities | 2013-03-28 | 2016-04-18 | |
| RO | Asset management | 2013-03-28 | 2016-04-18 | |
| RO | Dealing in futures contracts | 2013-03-28 | 2016-04-18 | |
| RO | Dealing in securities | 2013-03-28 | 2016-04-18 | |
| Rep | Advising on futures contracts | 2013-01-14 | 2013-03-28 | |
| Rep | Advising on securities | 2013-01-14 | 2013-03-28 | |
| Rep | Asset management | 2013-01-14 | 2013-03-28 | |
| Rep | Dealing in futures contracts | 2013-01-14 | 2013-03-28 | |
| Rep | Dealing in securities | 2013-01-14 | 2013-03-28 | |
| Rep | Advising on securities | 2012-06-25 | 2012-06-27 | |
| Rep | Advising on securities | 2012-02-13 | 2012-02-15 | |
| Rep | Advising on securities | 2011-09-19 | 2011-09-24 | |
| Rep | Advising on securities | 2011-06-21 | 2011-07-03 | |
| Rep | Advising on securities | 2011-02-21 | 2011-02-28 | |
| Rep | Advising on securities | 2010-09-06 | 2010-09-07 |
No HKMA registrations in the collected records.