Personnel Hong Kong SFC License Details (ID 130263)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bowman and Fitzhugh Asset Management Limited	Rep	Advising on securities	2026-04-02	-
	Rep	Asset management	2026-04-02	-
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2020-08-11	2024-05-31
	RO	Asset management	2020-08-11	2024-05-31
	RO	Dealing in securities	2020-08-11	2024-05-31
	Rep	Advising on securities	2016-08-16	2020-08-11
	Rep	Asset management	2016-08-16	2020-08-11
	Rep	Dealing in securities	2016-08-16	2020-08-11
AllianceBernstein Hong Kong Limited	RO	Advising on futures contracts	2013-03-28	2016-04-18
	RO	Advising on securities	2013-03-28	2016-04-18
	RO	Asset management	2013-03-28	2016-04-18
	RO	Dealing in futures contracts	2013-03-28	2016-04-18
	RO	Dealing in securities	2013-03-28	2016-04-18
	Rep	Advising on futures contracts	2013-01-14	2013-03-28
	Rep	Advising on securities	2013-01-14	2013-03-28
	Rep	Asset management	2013-01-14	2013-03-28
	Rep	Dealing in futures contracts	2013-01-14	2013-03-28
	Rep	Dealing in securities	2013-01-14	2013-03-28
	Rep	Advising on securities	2012-06-25	2012-06-27
	Rep	Advising on securities	2012-02-13	2012-02-15
	Rep	Advising on securities	2011-09-19	2011-09-24
	Rep	Advising on securities	2011-06-21	2011-07-03
	Rep	Advising on securities	2011-02-21	2011-02-28
	Rep	Advising on securities	2010-09-06	2010-09-07