| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-03 | 2018-02-15 |
| Rep | Dealing in securities | 2013-04-25 | 2018-02-15 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-25 | 2013-08-31 |
| Rep | Dealing in securities | 2013-04-25 | 2013-08-31 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-03-05 | 2013-01-01 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-05 | 2013-01-01 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-03-05 | 2013-01-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-09-27 | 2010-12-27 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-09-27 | 2010-12-27 |