Personnel Hong Kong SFC License Details (ID 130330)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2013-10-02	2014-10-15
	Rep	Dealing in futures contracts	2012-12-20	2014-10-15
	Rep	Dealing in securities	2012-12-20	2014-10-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2010-09-22	2010-12-29
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Asset management	2010-09-22	2010-12-29