Personnel Hong Kong SFC License Details (ID 130354)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-12-08	2017-03-27
	Rep	Dealing in securities	2015-12-08	2017-03-27
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Dealing in securities	2010-09-24	2010-12-13