Personnel Hong Kong SFC License Details (ID 130358)

Personnel Hong Kong SFC License Details (ID 130358)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YU MING INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2019-04-15	2021-12-16
	Rep	Advising on securities	2019-02-27	2021-12-16
	Rep	Asset management	2019-02-27	2021-12-16
AMPLE CAPITAL LIMITED	Rep	Advising on securities	2017-08-21	2018-11-30
	Rep	Asset management	2017-08-21	2018-11-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2011-05-25	2011-08-08
YU MING INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2010-10-29	2011-05-11
	Rep	Advising on securities	2010-10-29	2011-05-11
	Rep	Asset management	2010-10-29	2011-05-11
	Rep	Dealing in securities	2010-10-29	2011-05-11