Personnel Hong Kong SFC License Details (ID 130364)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TCW ASIA LIMITED	RO	Asset management	2022-10-06	-
	RO	Dealing in securities	2021-11-25	-
Shinhan Asset Management (Hong Kong) Limited	RO	Advising on securities	2011-01-27	2016-04-12
	RO	Asset management	2011-01-27	2016-04-12