Personnel Hong Kong SFC License Details (ID 130378)

Personnel Hong Kong SFC License Details (ID 130378)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	Rep	Asset management	2023-01-03	2023-06-01
	Rep	Dealing in futures contracts	2023-01-03	2023-06-01
	Rep	Dealing in securities	2023-01-03	2023-06-01
T. Rowe Price Hong Kong Limited	Rep	Asset management	2018-03-14	2022-11-28
	Rep	Dealing in futures contracts	2018-03-14	2022-11-28
	Rep	Dealing in securities	2018-03-14	2022-11-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-10-04	2010-12-01
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-10-04	2010-12-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-04	2010-12-01