Personnel SFC Licences and HKMA Registrations (ID 130396)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Point72 Hong Kong Limited	Rep	Asset management	2015-05-28	-
Grand Loyal Asset Management Limited	Rep	Advising on securities	2010-11-03	2012-04-01
	Rep	Asset management	2010-11-03	2012-04-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.