Personnel Hong Kong SFC License Details (ID 130406)

Personnel Hong Kong SFC License Details (ID 130406)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EM Asset Management Limited	RO	Advising on securities	2020-09-11	2021-03-11
	RO	Asset management	2020-09-11	2021-12-31
SILVERSTONE INVESTMENTS LIMITED (HK)	RO	Asset management	2019-08-12	2020-09-01
	Rep	Asset management	2019-05-27	2019-08-12
LW Asset Management Advisors Limited	RO	Asset management	2016-04-26	2019-02-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-01-11	2011-04-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2010-11-29	2011-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-10-12	2011-04-01