Personnel SFC Licences and HKMA Registrations (ID 130407)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2017-12-08	-
FCL ADVISORY LIMITED	Rep	Asset management	2011-07-11	2012-02-29
	Rep	Advising on securities	2010-11-04	2012-02-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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