Personnel SFC Licences and HKMA Registrations (ID 130424)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zero2IPO Capital Limited	RO	Advising on corporate finance	2026-01-20	-
Zero2IPO Securities Limited	RO	Dealing in securities	2026-01-20	-
PULSAR CAPITAL LIMITED (HK)	RO	Advising on corporate finance	2025-08-22	2025-11-11
	RO	Dealing in securities	2025-08-22	2025-11-11
TC Capital International Limited	RO	Dealing in securities	2022-12-16	2025-04-10
	Rep	Dealing in securities	2019-06-17	2022-12-16
	RO	Advising on corporate finance	2018-03-28	2025-04-10
	Rep	Advising on corporate finance	2014-05-20	2018-03-28
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2010-10-20	2011-06-08
	Rep	Dealing in securities	2010-10-20	2011-06-08
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-10-20	2011-06-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.