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Personnel Hong Kong SFC License Details (ID 130437)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AS CAPITAL LIMITED
RO
Dealing in securities
2019-06-10
2023-03-31
Vantage Capital Markets HK Limited
Rep
Dealing in securities
2010-10-25
2011-05-13