| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Asset Management Company Limited | RO | Asset management | 2024-11-04 | - |
| Rep | Advising on securities | 2022-03-21 | - | |
| Rep | Asset management | 2022-03-21 | 2024-11-04 | |
| Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2021-04-21 | 2021-12-24 |
| Kaisa Asset Management Limited | Rep | Advising on securities | 2021-04-01 | 2021-12-24 |
| Rep | Asset management | 2021-04-01 | 2021-12-24 | |
| uSmart Securities Limited | Rep | Advising on securities | 2020-12-07 | 2021-01-03 |
| Rep | Asset management | 2020-12-07 | 2021-01-03 | |
| ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-07-26 | 2020-08-12 |
| Rep | Dealing in securities | 2018-07-26 | 2020-08-12 | |
| Rep | Asset management | 2016-08-22 | 2020-08-12 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-10-18 | 2011-01-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-18 | 2011-01-10 |
No HKMA registrations in the collected records.