| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Dealing in securities | 2011-02-28 | 2011-05-16 |
| Rep | Dealing in securities | 2010-11-04 | 2011-02-28 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-11-04 | 2011-05-16 |