Personnel Hong Kong SFC License Details (ID 130496)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Legg Mason Asset Management Hong Kong Limited	Rep	Dealing in securities	2018-03-22	2018-03-29
	Rep	Dealing in securities	2015-04-10	2015-04-16
	Rep	Dealing in securities	2014-04-07	2014-04-11
	Rep	Dealing in securities	2013-04-09	2013-04-11
	Rep	Dealing in securities	2011-09-05	2011-09-09
	Rep	Advising on securities	2010-11-17	2010-11-20