| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Pando Finance Limited | RO | Advising on securities | 2023-08-24 | 2023-10-11 |
| RO | Asset management | 2023-08-24 | 2023-10-11 | |
| RO | Dealing in securities | 2023-08-24 | 2023-10-11 | |
| Rep | Advising on securities | 2023-07-25 | 2023-08-24 | |
| Rep | Asset management | 2023-07-25 | 2023-08-24 | |
| Rep | Dealing in securities | 2023-07-25 | 2023-08-24 | |
| ZENITH INNOVATION FINANCIAL GROUP LIMITED | RO | Advising on securities | 2018-01-25 | 2023-06-09 |
| RO | Asset management | 2018-01-25 | 2023-06-09 | |
| W. Falcon Asset Management (Asia) Limited | RO | Advising on securities | 2017-03-07 | 2017-11-22 |
| RO | Asset management | 2017-03-07 | 2017-11-22 | |
| YUE XIU ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-11-23 | 2016-03-31 |
| RO | Asset management | 2015-06-04 | 2016-03-31 | |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2012-01-13 | 2014-04-02 |
| RO | Asset management | 2012-01-13 | 2014-04-02 | |
| Rep | Advising on securities | 2011-10-04 | 2012-01-13 | |
| Rep | Asset management | 2011-10-04 | 2012-01-13 | |
| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2010-12-02 | 2011-02-26 |
| Rep | Advising on securities | 2010-12-02 | 2011-02-26 | |
| Rep | Asset management | 2010-12-02 | 2011-02-26 |