| WICENS INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2025-04-29 | 2026-02-28 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | RO | Advising on securities | 2023-03-23 | 2025-04-19 |
| RO | Dealing in securities | 2023-02-14 | 2025-04-19 |
| Rep | Dealing in securities | 2023-02-10 | 2023-02-14 |
| HF Securities and Futures Limited | RO | Dealing in securities | 2021-05-20 | 2022-07-29 |
| SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2020-12-23 | 2021-04-25 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2020-10-09 | 2021-04-25 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2020-10-09 | 2020-12-23 |
| RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2019-02-01 | 2020-09-25 |
| Rep | Dealing in securities | 2018-04-11 | 2019-02-01 |
| CHINA SKY SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-19 | 2018-04-06 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-08-22 | 2017-08-30 |
| WORLDWIDE BROKERAGE LIMITED | Rep | Dealing in securities | 2013-01-11 | 2017-07-10 |
| KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-04 | 2010-11-11 |