Personnel Hong Kong SFC License Details (ID 130527)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JOINCAP CAPITAL LIMITED	RO	Advising on securities	2021-08-31	2022-03-26
	RO	Asset management	2021-08-31	2022-03-26
CHINA NEW ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-09-19	2020-08-03
	RO	Asset management	2018-09-19	2020-08-03
Minerva Holding Financial Securities Limited	RO	Dealing in securities	2017-05-09	2018-08-06
Minerva Asset Global Investment Capital Limited	RO	Asset management	2016-03-22	2018-08-06
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2015-10-29	2017-05-09
Open Securities Limited	Rep	Dealing in securities	2014-07-11	2015-09-30
OPEN ASSET MANAGEMENT LIMITED	RO	Asset management	2014-06-09	2015-09-30
	Rep	Asset management	2014-05-14	2014-06-09
	Rep	Advising on securities	2014-05-14	2015-09-30
Open Securities Limited	Rep	Advising on securities	2014-05-14	2015-09-30
ELITE FINANCIAL SERVICES LIMITED (HK)	RO	Asset management	2013-07-08	2014-02-15
	Rep	Asset management	2013-07-02	2013-07-08
	Rep	Advising on securities	2013-07-02	2014-02-15
CENTALINE WEALTH MANAGEMENT LIMITED	RO	Asset management	2012-09-17	2013-06-06
	Rep	Asset management	2012-08-13	2012-09-17
	Rep	Advising on securities	2012-05-31	2013-06-06
	Rep	Dealing in securities	2012-05-31	2013-06-06
ZMF Asset Management Limited	RO	Asset management	2011-01-21	2011-04-07