Personnel Hong Kong SFC License Details (ID 130529)

Personnel Hong Kong SFC License Details (ID 130529)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GEO Securities Limited	Rep	Advising on securities	2025-12-02	-
	Rep	Asset management	2025-12-02	-
	RO	Dealing in securities	2025-12-02	-
Bonus Eventus Securities Limited	RO	Dealing in securities	2020-04-14	2024-01-16
	Rep	Dealing in securities	2016-08-17	2020-04-14
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-06-11	2016-08-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-06-11	2016-08-11
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2015-03-26	2015-04-10
	Rep	Asset management	2015-03-26	2015-04-10
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2015-03-26	2015-04-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2010-12-13	2011-02-19