| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-09-27 | 2013-05-10 |
| Rep | Advising on securities | 2012-08-29 | 2013-05-10 | |
| Rep | Dealing in securities | 2012-08-29 | 2013-05-10 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-15 | 2011-05-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-11-15 | 2011-05-07 |