Personnel Hong Kong SFC License Details (ID 130538)

Personnel Hong Kong SFC License Details (ID 130538)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2024-01-02	-
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2022-10-17	-
	Rep	Dealing in securities	2022-10-17	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2020-11-12	2022-09-27
	Rep	Dealing in securities	2020-11-12	2022-09-27
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2020-07-08	2020-10-14
	Rep	Dealing in securities	2020-07-08	2020-10-14
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-06-09	2019-07-21
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-12-14	2010-12-22