Personnel SFC Licences and HKMA Registrations (ID 130551)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SYNCICAP Asset Management Limited	RO	Advising on securities	2021-10-04	-
	RO	Asset management	2021-10-04	-
	RO	Dealing in securities	2021-10-04	-
BOUSSARD & GAVAUDAN ASIA LIMITED	RO	Asset management	2011-01-13	2011-06-30
	RO	Dealing in securities	2011-01-13	2011-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.