Personnel Hong Kong SFC License Details (ID 130553)

Personnel Hong Kong SFC License Details (ID 130553)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wealth Management Cube Limited	Rep	Dealing in securities	2025-05-20	-
WELLCHAMP CAPITAL LIMITED	Rep	Advising on securities	2025-05-20	-
	Rep	Asset management	2025-05-20	-
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2024-08-22	2024-09-30
	Rep	Advising on securities	2024-07-22	2024-09-30
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2023-11-21	2024-02-29
	Rep	Asset management	2023-11-21	2024-02-29
	Rep	Advising on securities	2022-10-24	2023-09-11
	Rep	Asset management	2022-10-24	2023-09-11
ZENITH INNOVATION FINANCIAL GROUP LIMITED	Rep	Advising on securities	2022-03-29	2022-09-29
	Rep	Asset management	2022-03-29	2022-09-29
INFINITY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-02-24	2021-04-10
	Rep	Asset management	2021-02-24	2021-04-10
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Dealing in securities	2013-10-09	2014-02-24
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2012-11-06	2013-09-16
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2010-11-16	2011-04-21
	Rep	Dealing in securities	2010-11-16	2011-04-21