Webb-site Legacy

Surplice, John Michael Edward

SFC ID:AWI813

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2017-07-11	2017-07-14
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2017-07-11	2017-07-14
	Rep	Dealing in securities	2017-07-11	2017-07-14
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2016-03-07	2016-03-11
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2016-03-07	2016-03-11
	Rep	Dealing in securities	2016-03-07	2016-03-11
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-03-19	2015-03-27
	Rep	Dealing in securities	2014-06-03	2014-06-06
	Rep	Dealing in securities	2014-01-10	2014-01-16
	Rep	Dealing in securities	2013-03-20	2013-03-28
	Rep	Dealing in securities	2010-11-22	2010-11-22