Personnel SFC Licences and HKMA Registrations (ID 130602)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2026-11-09	-
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2013-04-11	2013-07-12
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2013-04-11	2013-07-12
Success Securities Limited	Rep	Dealing in securities	2012-07-19	2013-03-28
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2011-11-08	2013-03-28
	Rep	Leveraged foreign exchange trading	2011-11-08	2013-03-28
Yuanta Asia Investment (Hong Kong) Limited	Rep	Leveraged foreign exchange trading	2011-01-31	2011-08-05
	Rep	Dealing in securities	2010-11-25	2011-08-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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