Personnel SFC Licences and HKMA Registrations (ID 130606)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2021-08-05	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2019-08-09	2021-06-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2011-10-14	2019-04-08
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2010-12-01	2011-09-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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