Personnel Hong Kong SFC License Details (ID 130614)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2013-03-01	2014-04-05
	Rep	Advising on securities	2013-03-01	2014-04-05
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2011-12-23	2012-12-18
	Rep	Dealing in securities	2011-12-23	2012-12-18
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2010-11-29	2011-02-13
	Rep	Dealing in securities	2010-11-29	2011-02-13