Personnel Hong Kong SFC License Details (ID 13062457)

Personnel Hong Kong SFC License Details (ID 13062457)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2019-11-25	2019-11-27
	Rep	Dealing in securities	2019-11-07	2019-11-08
	Rep	Dealing in securities	2019-09-16	2019-09-18
	Rep	Dealing in securities	2018-12-03	2018-12-04
	Rep	Dealing in securities	2018-11-13	2018-11-16
	Rep	Dealing in securities	2018-10-05	2018-10-31
	Rep	Dealing in securities	2018-09-03	2018-09-22
	Rep	Dealing in securities	2018-06-28	2018-06-29
	Rep	Dealing in securities	2018-05-28	2018-06-15
	Rep	Dealing in securities	2018-03-23	2018-03-24