Personnel Hong Kong SFC License Details (ID 130654)

Personnel Hong Kong SFC License Details (ID 130654)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Admiralty Harbour Capital Limited	RO	Advising on securities	2023-07-05	-
	RO	Dealing in securities	2023-07-05	-
	Rep	Advising on corporate finance	2020-03-05	-
	Rep	Asset management	2018-10-22	2020-03-05
	Rep	Advising on securities	2018-10-22	2023-07-05
	Rep	Dealing in securities	2018-10-22	2023-07-05
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2014-09-30
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2010-12-13	2011-05-31
	Rep	Dealing in securities	2010-12-13	2011-05-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2010-12-13	2011-05-31