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He, Xie 何諧 Hong Kong SFC License Details (ID 130656)
He, Xie 何諧
SFC ID:
AWL630
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES HONG KONG LIMITED
Rep
Advising on corporate finance
2012-06-07
2012-07-26
BNP PARIBAS SECURITIES (ASIA) LIMITED
Rep
Advising on securities
2010-12-14
2011-05-27