Personnel Hong Kong SFC License Details (ID 130667)

Personnel Hong Kong SFC License Details (ID 130667)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-07-23	2014-05-03
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-07-23	2014-05-03
	Rep	Dealing in securities	2013-07-23	2014-05-03
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-07-23	2014-05-03
	Rep	Advising on corporate finance	2012-08-27	2013-02-23
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2011-01-19	2011-03-07
	Rep	Asset management	2011-01-19	2011-03-07
VALUE PARTNERS LIMITED	Rep	Advising on securities	2011-01-19	2011-03-07
	Rep	Asset management	2011-01-19	2011-03-07