Personnel SFC Licences and HKMA Registrations (ID 130679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Constellar Capital Partners Hong Kong Limited	Rep	Dealing in securities	2021-06-15	-
CENTRUM CAPITAL INTERNATIONAL LIMITED	RO	Dealing in securities	2018-09-20	2020-12-02
	RO	Advising on securities	2018-09-20	2021-06-14
Hamilton Lane (Hong Kong) Limited	RO	Advising on securities	2014-04-15	2017-11-30
	RO	Asset management	2014-04-15	2017-11-30
	RO	Dealing in securities	2014-04-15	2017-11-30
	Rep	Advising on securities	2011-01-10	2014-04-15
	Rep	Asset management	2011-01-10	2014-04-15
	Rep	Dealing in securities	2011-01-10	2014-04-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.